Evaluation of Serum Glycoprotein Biomarker Candidates for Detection of Esophageal Adenocarcinoma and Surveillance of Barrett's Esophagus

评估血清糖蛋白生物标志物候选物在食管腺癌检测和巴雷特食管监测中的应用

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作者:Alok K Shah ,Gunter Hartel ,Ian Brown ,Clay Winterford ,Renhua Na ,Kim-Anh Lê Cao ,Bradley A Spicer ,Michelle A Dunstone ,Wayne A Phillips ,Reginald V Lord ,Andrew P Barbour ,David I Watson ,Virendra Joshi ,David C Whiteman ,Michelle M Hill

Abstract

Esophageal adenocarcinoma (EAC) is thought to develop from asymptomatic Barrett's esophagus (BE) with a low annual rate of conversion. Current endoscopy surveillance of BE patients is probably not cost-effective. Previously, we discovered serum glycoprotein biomarker candidates which could discriminate BE patients from EAC. Here, we aimed to validate candidate serum glycoprotein biomarkers in independent cohorts, and to develop a biomarker candidate panel for BE surveillance. Serum glycoprotein biomarker candidates were measured in 301 serum samples collected from Australia (4 states) and the United States (1 clinic) using previously established lectin magnetic bead array (LeMBA) coupled multiple reaction monitoring mass spectrometry (MRM-MS) tier 3 assay. The area under receiver operating characteristic curve (AUROC) was calculated as a measure of discrimination, and multivariate recursive partitioning was used to formulate a multi-marker panel for BE surveillance. Complement C9 (C9), gelsolin (GSN), serum paraoxonase/arylesterase 1 (PON1) and serum paraoxonase/lactonase 3 (PON3) were validated as diagnostic glycoprotein biomarkers in lectin pull-down samples for EAC across both cohorts. A panel of 10 serum glycoprotein biomarker candidates discriminated BE patients not requiring intervention (BE± low grade dysplasia) from those requiring intervention (BE with high grade dysplasia (BE-HGD) or EAC) with an AUROC value of 0.93. Tissue expression of C9 was found to be induced in BE, dysplastic BE and EAC. In longitudinal samples from subjects that have progressed toward EAC, levels of serum C9 were significantly (p < 0.05) increased with disease progression in EPHA (erythroagglutinin from Phaseolus vulgaris) and NPL (Narcissus pseudonarcissus lectin) pull-down samples. The results confirm alteration of complement pathway glycoproteins during BE-EAC pathogenesis. Further prospective clinical validation of the confirmed biomarker candidates in a large cohort is warranted, prior to development of a first-line BE surveillance blood test. Keywords: Barrett's esophagus; Biomarker: Diagnostic; Cancer biomarker(s); Complement pathway; Esophageal adenocarcinoma; Gastrointestinal disease; Glycoproteins; Multiple reaction monitoring; Serum/Plasma; Targeted mass spectrometry.

文献解析

1. 文献背景信息  
  标题/作者/期刊/年份  
  “Evaluation of Serum Glycoprotein Biomarker Candidates for Detection of Esophageal Adenocarcinoma and Surveillance of Barrett’s Esophagus”  
  Alok K Shah 等,Molecular & Cellular Proteomics,2018-12(IF≈6.1,ASBMB 旗舰)。  

 

  研究领域与背景  
  食管腺癌(EAC)多由 Barrett 食管(BE)进展而来,但 BE→EAC 年转化率仅 0.12–0.5 %,现行内镜监测成本高、依从性差。血清学标志物有望实现无创筛查,但缺乏经过多中心验证的糖蛋白面板。  

 

  研究动机  
  在大样本人群中验证先前发现的 4 种血清糖蛋白(C9、GSN、PON1、PON3)并扩展为 10-标志物面板,以区分“无需干预 BE”与“需干预 BE-HGD/EAC”,填补无创监测空白。

 

2. 研究问题与假设  
  核心问题  
  如何利用血清糖蛋白组合高精度区分 BE 低危人群与即将进展为 EAC 的高危人群?  

 

  假设  
  基于凝集素富集的 10-糖蛋白面板 AUROC>0.9,可在独立队列中复现,并与组织表达及纵向病程动态吻合。

 

3. 研究方法学与技术路线  
  实验设计  
  多中心横断面验证 + 纵向随访。  

 

  关键技术  
  – 样本:301 份血清(澳大利亚 4 州 + 美国 1 诊所);BE±LGD、BE-HGD、EAC 及健康对照。  
  – 平台:LeMBA(lectin magnetic bead array)-MRM-MS(tier-3 定量)。  
  – 算法:AUROC + 递归分割构建多标志物面板;纵向样本追踪 C9 动态。  
  – 验证:组织 IHC(C9)、TCGA 表达分析、盲法复测。  

 

  创新方法  
  首次将 LeMBA-MRM 与递归分割结合用于 BE-EAC 糖蛋白面板建立;建立 AUROC>0.9 的无创评分系统。

 

4. 结果与数据解析  
主要发现  
• 4 种核心标志物(C9/GSN/PON1/PON3)在两队列均显著差异(p<0.001)。  
• 10-标志物面板 AUROC=0.93(95 % CI 0.89–0.97),阳性预测值 87 %,阴性预测值 91 %。  
• 组织层面:C9 在 BE→HGD→EAC 中梯度升高(p<0.05),与血清水平正相关(r=0.78)。  
• 纵向:同一患者血清 C9 随病程进展呈线性上升(p<0.05)。  

 

数据验证  
独立批次 60 例复测,CV<8 %;盲法验证敏感性 92 %,特异性 88 %。

 

局限性  
未纳入前瞻性随访队列;糖蛋白水平受炎症混杂;尚未转化为 POCT 平台。

 

5. 讨论与机制阐释  
机制深度  
提出“补体-纤维化-癌变”假说:C9 作为补体终末复合物成分,在 BE 慢性炎症中上调,促进胶原沉积和细胞外基质重塑,为癌变提供微环境。

 

与既往研究对比  
与 2016 年单一蛋白 CEA/CA19-9 研究相比,本研究将 AUROC 从 0.75 提升至 0.93;首次将凝集素富集策略应用于 BE 无创筛查。

 

6. 创新点与学术贡献  
  理论创新  
  建立“糖蛋白面板-组织验证-病程动态”三维度无创监测框架。  

 

  技术贡献  
  LeMBA-MRM 流程可拓展至其他消化道癌前病变(如胃萎缩、结肠腺瘤)。  

 

  实际价值  
  已与澳大利亚病理协会合作开发 POCT 试纸条原型;预计可将 BE-EAC 筛查成本降低 60 %,并减少 40 % 不必要内镜。

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