Privacy-Preserving Collaborative Diabetes Prediction in Heterogeneous Health Care Systems: Algorithm Development and Validation of a Secure Federated Ensemble Framework

在异构医疗保健系统中保护隐私的协作式糖尿病预测:安全联邦集成框架的算法开发与验证

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Abstract

BACKGROUND: Diabetes prediction requires accurate, privacy-preserving, and scalable solutions. Traditional machine learning models rely on centralized data, posing risks to data privacy and regulatory compliance. Moreover, health care settings are highly heterogeneous, with diverse participants, hospitals, clinics, and wearables, producing nonindependent and identically distributed data and operating under varied computational constraints. Learning in isolation at individual institutions limits model generalizability and effectiveness. Collaborative federated learning (FL) enables institutions to jointly train models without sharing raw data, but current approaches often struggle with heterogeneity, security threats, and system coordination. OBJECTIVE: This study aims to develop a secure, scalable, and privacy-preserving framework for diabetes prediction by integrating FL with ensemble modeling, blockchain-based access control, and knowledge distillation. The framework is designed to handle data heterogeneity, nonindependent and identically distributed distributions, and varying computational capacities across diverse health care participants while simultaneously enhancing data privacy, security, and trust. METHODS: We propose a federated ensemble learning framework, FedEnTrust, that enables decentralized health care participants to collaboratively train models without sharing raw data. Each participant shares soft label outputs, which are distilled and aggregated through adaptive weighted voting to form a global consensus. The framework supports heterogeneous participants by assigning model architectures based on local computational capacity. To ensure secure and transparent coordination, a blockchain-enabled smart contract governs participant registration, role assignment, and model submission with strict role-based access control. We evaluated the system on the PIMA Indians Diabetes Dataset, measuring prediction accuracy, communication efficiency, and blockchain performance. RESULTS: The FedEnTrust framework achieved 84.2% accuracy, with precision, recall, and F1-score of 84.6%, 88.6%, and 86.4%, respectively, outperforming existing decentralized models and nearing centralized deep learning benchmarks. The blockchain-based smart contract ensured 100% success for authorized transactions and rejected all unauthorized attempts, including malicious submissions. The average blockchain latency was 210 milliseconds, with a gas cost of ~107,940 units, enabling secure, real-time interaction. Throughout, patient privacy was preserved by exchanging only model metadata, not raw data. CONCLUSIONS: FedEnTrust offers a deployable, privacy-preserving solution for decentralized health care prediction by integrating FL, ensemble modeling, blockchain-based access control, and knowledge distillation. It balances accuracy, scalability, and ethical data use while enhancing security and trust. This work demonstrates that secure federated ensemble systems can serve as practical alternatives to centralized artificial intelligence models in real-world health care applications.

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