Bayesian model averaging for partial ordering continual reassessment methods

贝叶斯模型平均法用于偏序连续重评估方法

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Abstract

Phase I clinical trials are essential to bringing novel therapies from chemical development to widespread use. Traditional approaches to dose-finding in Phase I trials, such as the '3 + 3' method and the continual reassessment method (CRM), provide a principled approach for escalating across dose levels. However, these methods lack the ability to incorporate uncertainty regarding the dose-toxicity ordering as found in combination drug trials. Under this setting, dose levels vary across multiple drugs simultaneously, leading to multiple possible dose-toxicity orderings. The CRM for partial ordering (POCRM) extends to these settings by allowing for multiple dose-toxicity orderings. In this work, it is shown that the POCRM is vulnerable to 'estimation incoherency' whereby toxicity estimates shift in an illogical way, threatening patient safety and undermining clinician trust in dose-finding models. To this end, the Bayesian model averaged POCRM (BMA-POCRM) is formalized. BMA-POCRM uses Bayesian model averaging to take into account all possible orderings simultaneously, reducing the frequency of estimation incoherencies. We derive novel theoretical guarantees on the estimation coherency of the POCRM and BMA-POCRM. The effectiveness of BMA-POCRM in drug combination settings is demonstrated through a specific instance of estimate incoherency of POCRM and simulation studies. The results highlight the improved safety, accuracy, and reduced occurrence of estimate incoherency in trials applying the BMA-POCRM relative to the POCRM model.

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